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Banking and Finance
SOME OF THE WAYS WE HELP OUR CLIENTS.
*Applying for or varying an AFS license
*Appointing a Responsible Manager (or doing a RM assessment)
*ASIC investigations, notices, examinations, hearings and enforceable undertakings
*Financial product development - including documentation and distribution
*Appointing authorized representatives, referrers and distributors
*Disclosure documents – Financial Services Guides, Statements of Advice, Records of Advice and Fee Disclosure Statements
*Commercial documents - Authorized
Representative Agreements.
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